CrestPoint AI is designed to support your organization's regulatory obligations — not replace your compliance program. This page documents the governance architecture built into the platform.
CrestPoint AI is an intelligence and risk monitoring platform. The information, signals, scores, alerts, and analysis provided by CrestPoint AI are for informational and intelligence purposes only.
Nothing on this platform constitutes investment advice, financial advice, legal advice, or a recommendation to buy, sell, or hold any security, asset, fund interest, or investment of any kind.
CrestPoint AI is not registered as an investment adviser with the U.S. Securities and Exchange Commission or any state securities authority, and does not provide investment advisory services as defined under the Investment Advisers Act of 1940 or applicable state law.
Users of this platform are solely responsible for their own investment, operational, and risk management decisions. All outputs should be independently verified before being relied upon for any purpose.
How CrestPoint AI supports your regulatory obligations
Not Investment Advice. CrestPoint AI is an intelligence platform only. Outputs do not constitute investment, legal, or financial advice. CrestPoint AI is not registered as an investment adviser with the SEC or any state authority.
Every signal tagged with source, timestamp, and confidence score. Full traceability from alert to origin.
Every query, lookup, export, and alert acknowledgment is logged with user identity and timestamp. Append-only — records cannot be altered.
Multi-tenant org isolation. Admins control feature access per user. GeoIntel and sensitive features are permission-gated.
24-month default retention. Full structured export available for regulatory examinations, LP audits, and internal reviews.
Supports AML/KYC due diligence · TPRM · OSINT governance · Data privacy alignment
Full framework →CrestPoint's entity risk scoring and sanctions monitoring supports clients' AML and KYC obligations by providing documented, sourced intelligence on counterparties, LPs, and portfolio companies. Outputs are audit-ready and exportable.
CrestPoint supports vendor and counterparty due diligence programs by providing continuous, documented risk monitoring. Integrates with existing TPRM workflows via API or structured report export.
Full data provenance and immutable audit logs support chain-of-custody requirements for government intelligence workflows. Role-based access and permission gating align with need-to-know principles.
CrestPoint does not sell client data or share it across tenants. Data handling is consistent with GDPR principles for EU-connected clients and CCPA for California-based users. A data processing agreement (DPA) is available on request.
For data processing agreements, audit log exports, regulatory inquiries, or compliance documentation requests, contact us directly.
Contact ComplianceDisclaimer v1.0 · Last updated April 2026 · CrestPoint AI / GDI Risk Advisory Group LLC
This page does not constitute legal advice. Consult qualified counsel for your specific regulatory obligations.